Senior Compliance Officer (Investment Compliance Specialist) (Primarily Home)

This position will work closely with the American Family Investments' Management, Portfolio Managers, Operations, Risk, Technology, and various departments at AMFAM Group, such as, Corporate Legal, Corporate Compliance, Internal Control, and Internal Audit, to assess and monitor the compliance program for the firm. Participates in supporting all compliance efforts, including but not limited to, daily compliance monitoring, audits, examinations, inquiries, reporting, certifications, due diligence meetings, and the development and maintenance of policies & procedures.Position can be fully remote (in the United States).Position Compensation Range:$113,000.00 - $194,000.00Pay Rate Type:SalaryCompensation may vary based on the job level and your geographic work location. Relocation support is offered for eligible candidates. Primary AccountabilitiesOversee monitoring and enforcement activities including but not limited to: conduct daily overnight exception alerts on internally and externally managed separate accounts and addressing any violations in a timely manner. Conduct unauthorized rule coding reconciliations and monitoring manual rules on a periodic basis. Conduct pre-trade and intra-day monitoring on internally managed separate accounts and address violations as they occur real-time throughout the trading day.Monitor and report to Compliance Manager any potential investment policy potential breaches and any other conflicts of interest that would result in unfair or illegal trading practices. Responsible for ensuring compliance with all applicable federal (SEC, FINRA, ERISA, OFAC, etc.) and state insurance regulations.Oversee and collaborate with unaffiliated investment advisers to ensure compliance with IMA and investment guideline limits and restrictions. Reviews unaffiliated investment advisers' quarterly/annual certification questionnaires and communicating notable findings to management.Ensure annual regulatory compliance certifications for insurance compa